Scientology Critical Information Directory

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Scientology library: “U.S. Securities and Exchange Commission”

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brian a. sun • brian haney • bryan j. zwan • collateralized debt obligation (cdo) • david miscavige • denise miscavige gentile (formerly covington, licciardi) • digital lightwave • earthlink • exobrain llc (formerly e-brain solutions) • forge abs • fraud, lie, deceit, misrepresentation • gerald e. boltz • greta van susteren • john k. poitras • lawsuit • legal • lisa mcpherson • mark c. "marty" rathbun • michael j. "mike" rinder • peter warren • real estate • reed e. slatkin • richard m. pachulski • tradenet • u.s. securities and exchange commission
10 matching items found.
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Jul 9, 2010
Declaration of Mark "Marty" Rathbun
Feb 20, 2009
Legal battle between Wachovia and a hedge fund shows the interconnected world of a Wall Street fiasco — Charlotte Business Journal
Type: Press
Author(s): Sarah Okeson
Source: Charlotte Business Journal
It was a tiny deal in Wall Street terms. In May 2007, Wachovia Bank agreed to make what was essentially a $10 million bet with a small offshore hedge fund. No big deal; certainly no big impact on Wachovia at the time. But now, credit markets have nearly frozen. Taxpayers are shelling out $700 billion — with much more expected — to shore up a tottering financial system. Many banks, including Wachovia, have all but failed and disappeared. Venerable Wall Street ...
Jun 4, 2007
Easy Money — Forbes
Type: Press
Author(s): Nathan Vardi
Source: Forbes
As the U.S. housing market sinks, billions and billions are still going into risky mortgages. Who's minding the bank? Bryan Zwan, entrepreneur and prominent donor to the Church of Scientology, is now dealing in collateralized debt obligations. CDOs have helped fuel the boom in U.S. housing and are backed by junk bonds, leveraged loans, asset-backed securities (like mortgages), credit default swaps–and who knows what else. Zwan's particular group, Forge ABS of Tampa, Florida, intends to invest half the $1.5 billion it ...
Dec 2, 2004
Chattanooga, Tenn., software company charged with defrauding investors — Knight-Ridder Tribune Business News
Type: Press
Author(s): Dave Flessner
Source: Knight-Ridder Tribune Business News
Dec. 2—A Chattanooga company that once bragged its software would create a computer that could receive and implement oral commands in any of five languages has been charged with defrauding investors out of $12.4 million. The U.S. Securities and Exchange Commission is suing the former E-Brain Solutions and its founder, Peter Warren, for making false claims and raising funds in violation of federal securities laws. The civil suit claims Mr. Warren and the company falsely claimed they had developed a prototype ...
Aug 27, 2004
SEC files lawsuit against alleged swindler — Atlanta Business Chronicle
Type: Press
Author(s): Justin Rubner
Source: Atlanta Business Chronicle
The Securities and Exchange Commission is suing a British national and his Chattanooga company, claiming he defrauded investors out of $12.4 million. According to the SEC, Peter Warren of ExoBrain LLC (formerly E-Brain Solutions) in 2000 through 2001 falsely claimed to have developed multilanguage voice-activation technology to make computers easier to use, the agency says in a lawsuit filed Aug. 18 in U.S. District Court in Atlanta. Through the Internet and other media, the lawsuit says, Warren solicited money from inexperienced ...
Item contributed by: feisty
Jun 2, 2002
The CEO and his church — St. Petersburg Times (Florida)
Type: Press
Author(s): Deborah O'Neil, Jeff Harrington
Source: St. Petersburg Times (Florida)
Months of interviews and thousands of pages of court papers show the effect that influential church members had on a Clearwater company that was a darling of the dot-com boom. It was New Year's Eve 1997 when Digital Lightwave's chief, Bryan Zwan, made his biggest deal: a $9-million contract for his signature product, a 10-pound device that tests telephone lines. At 5:30 p.m., Zwan phoned his production staff and gave them a tall order: Ship the 308 units right away. It ...
Item contributed by: Ron Sharp
May 3, 2001
Earthlink co-founder is sued over investments — New York Times
Type: Press
Source: New York Times
LOS ANGELES, May 2 — Lawsuits filed by investors accuse a co-founder of the Internet service provider EarthLink Inc. of bilking them of more than $35 million. The co-founder, Reed E. Slatkin, a venture capitalist from Santa Barbara, Calif., is also under investigation by the Securities and Exchange Commission for his financial dealings, according to a report today in The Los Angeles Times. Investors have filed at least three lawsuits against Mr. Slatkin, with lawyers saying that he collected more than ...
May 2, 2001
Co-Founder of EarthLink is accused of investor fraud — Los Angeles Times (California)
Type: Press
Author(s): Liz Pulliam Weston, Myron Levin
Source: Los Angeles Times (California)
Courts: Lawsuits allege Reed E. Slatkin bilked friends out of $35 million. SEC is also conducting an investigation. Investors are accusing Reed E. Slatkin, a co-founder of the giant Internet service provider EarthLink Inc., of operating a Ponzi scheme that may have resulted in the loss of least $35 million of their funds. Slatkin—a Santa Barbara socialite and venture capitalist—also is under investigation by the Securities and Exchange Commission for his financial activities, which allegedly included a day-trading operation that promised ...
Jun 30, 2000
Former iShop staffers seek SEC action — Long Island Business News
More: groups.google.com
Type: Press
Author(s): Carl Corry
Source: Long Island Business News
GARDEN CITY - Former employees of the Internet startup iShopNoMarkup.com have filed a formal complaint with the Securities and Exchange Commission alleging that company execs are bilking investors by charging the firm consulting fees through separate companies they own. Further, the former employees say the company is illegally targeting non-accredited investors - those who do not make $200,000 a year and have a $1 million net worth. The company has also spent at least $17,000 in the past six months on ...
Sep 16, 1996
Storm brewing offshore? / Affinity Entertainment seems to be doing a quiet foreign deal; shareholders beware — Barron's
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Other web sites with precious media archives. There is also a downloadable SQL dump of this library (use it as you wish, no need to ask permission.)   In May 2008, Ron Sharp's hard work consisting of over 1260 FrontCite tagged articles were integrated with this library. There are more contributors to this library. This library currently contains over 6000 articles, and more added everyday from historical archives.